Auditor- Asset & Wealth Management

About Northern Trust

As a global leader in innovative wealth management, asset servicing, asset management and banking services, Northern Trust (Nasdaq: NTRS) is proud to guide the world’s most successful individuals, families, corporations and institutions.

Since 1889, we have aligned our efforts with our three guiding Principles That Endure: Service, Expertise, and Integrity. Together, they reflect the three cornerstones of business conduct which we strive to instill in our employees, whom we call partners, and to provide to our clients and the communities we serve worldwide.

With more than 135 years of financial experience and over 24,000 partners, we serve the world’s most sophisticated clients using leading technology and exceptional service.

Audit Services offers financial services professionals the opportunity to work on some of the most complex and impactful issues in the industry. Our team applies insight, objectivity, and technical expertise to help protect and strengthen Northern Trust’s legacy. We are a collaborative, globally connected team of over 200 professionals.

This hybrid Chicago-based role provides exposure across Asset and Wealth Management while working with stakeholders at all organizational levels.  In this role, you will contribute to the delivery of high-quality audits across Asset and Wealth Management. Through structured onboarding, training, and coaching, you will build your expertise while applying professional skepticism and analytical thinking to evaluate processes, risks, and controls.

You will:

• Support the execution of audit engagements from planning through reporting
• Analyze processes and controls to identify risks and control gaps
• Build strong relationships with stakeholders across the business
• Deliver work that meets Internal Audit standards and Audit Services methodology

Key Responsibilities:

• Develop an understanding of business processes, risks, controls, and relevant regulatory requirements within Asset and Wealth Management
• Identify and assess risks, and contribute to audit planning and prioritization
• Execute audit testing, including interviews, walkthroughs, and data analysis
• Evaluate the effectiveness of controls and document findings in accordance with methodology
• Prepare clear, concise workpapers and assist in drafting audit observations and issues
• Collaborate with team members and engage with stakeholders, including senior management
• Support additional activities such as issue validation, retrospective reviews, and departmental initiatives

Experience & Skills:

• Bachelor’s degree from an accredited institution
• 2–4 years of experience in internal audit, risk, or public accounting/consulting within financial services
• Experience or interest in Asset and/or Wealth Management
• Professional certification (or progress toward certification) preferred: CIA, CPA, CFA, CISA, CFSA, or CFE

Key Capabilities:

• Strong analytical and problem-solving skills, with the ability to identify root causes and solutions
• Effective verbal and written communication skills across multiple formats
• Ability to build relationships and collaborate across teams and time zones
• Working knowledge of risk and control frameworks (or willingness to develop)
• Adaptability and ability to manage multiple priorities in a fast-paced environment
• Curiosity and interest in building business and product knowledge

Why Join Northern Trust Audit Services?

• Exposure to senior leadership and global business operations
• Opportunities for professional development and certification support
• Collaborative, team-oriented culture
• Diverse audit portfolio across Asset & Wealth Management

Working Model: Hybrid (#LI-Hybrid)

We have a balanced hybrid working model to ensure you get the flexibility you need, and the successful candidate will spend their time between working in the office and working from home.

Applicants must be authorized to work in the U.S. without the need for employment-based visa sponsorship now or in the future. Northern Trust will not sponsor applicants for U.S. work visa status for this opportunity (no sponsorship is available for H-1B, L-1, TN, O-1, E-3, H-1B1, F-1, J-1, OPT, CPT or any other employment-based visa)

Salary Range:

$61,500 - 98,300 USD

Salary range is a good faith estimate of base pay. Northern Trust provides a comprehensive benefits package including retirement benefits (401k and pension), health and welfare benefits (medical, dental, vision, spending accounts and disability), paid time off, parental and caregiver leave, life & accident insurance, and other voluntary and well-being benefits. Northern Trust also provides a discretionary bonus program that may include an equity component.

Work Authorization

Applicants must be authorized to work in the U.S. without the need for employment-based visa sponsorship now or in the future. Northern Trust will not sponsor applicants for U.S. work visa status for this opportunity (no sponsorship is available for H-1B, L-1, TN, O-1, E-3, H-1B1, F-1, J-1, OPT, CPT or any other employment-based visa).

Working with Us

As a Northern Trust partner, you will be part of a flexible and collaborative work culture, which has a strong history of financial strength and stability. Movement within the organization is encouraged, senior leaders are accessible, and you can take pride in working for a company committed to an inclusive workplace and assisting the communities we serve.

Philanthropy is deeply rooted in Northern Trust’s history and is an essential element of our culture. Employees around the world give their time and talent to work for the greater good of their communities.

Reasonable Accommodation

Northern Trust is committed to working with and providing adjustments to individuals with health conditions and disabilities. If you need a reasonable accommodation for any part of the employment process, please email our HR Service Center at MyHRHelp@ntrs.com, or alternatively you can discuss your individual requirements with the recruiter you are working with.