Royal Bank of Canada·11 days ago
11 days ago
Associate Director, Deal Management, Control Room (Compliance)
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What you'll do
- Serve as a key Relationship Manager and Compliance advisor for RBC Capital Markets
- Oversee deal management
- Resolve conflicts
- Ensure adherence to policies
What they're looking for
- Significant compliance experience in capital markets
- Strong relationship management skills
Summarised by NextRaise from the employer’s description, which follows in full below.
Full description from employer
We are expanding our team: As Associate Director, Deal Management, Control Room (Compliance), you will serve as a key Relationship Manager and Compliance advisor for RBC Capital Markets. Oversee deal management, resolve conflicts, and ensure adherence to policies. Ideal for candidates with significant compliance experience in capital markets and strong relationship management skills.
Skills
- deal management
- compliance management
- conflict identification
- investment banking
- corporate banking
- debt capital markets
- equity capital markets
- quality assurance
- policy analysis
- regulatory reporting
- conflict monitoring
- securities industry knowledge
- broker dealer operations
- research report review
- personal trading compliance
- information barriers management
- stakeholder management
- cross-functional collaboration
- process improvement
- canadian securities course
- canadian conduct and practices handbook exams
Company
Royal Bank of Canada
Toronto, Canada
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