Compliance Manager
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What you'll do
- Assist in conducting process reviews and identifying gaps in risk and compliance controls
- Monitor and interpret relevant RBI regulations, circulars, and guidelines for applicability
- Support the preparation and maintenance of compliance-related documentation and internal policies
- Collaborate with internal departments to ensure understanding and implementation of regulatory requirements
- Conduct risk‑based internal audits to evaluate control effectiveness and risk exposure across functions
- Track and follow up on remediation actions to ensure audit issues are resolved promptly
- Coordinate with auditors during internal and regulatory audits
What they're looking for
- General understanding of process review, risk and compliance requirements in finance company
- Quick learner with a proactive approach to regulatory changes
- Hands-on with compliance monitoring tools and Excel-based reporting
- Must have good communication skills (verbal and written)
- Must have strong knowledge of MS Excel and MS Office
- CA-Inter or CS/CS-Inter
Nice to have
- Understanding of RBI regulations for NBFC or banking Industry could be an add on
Summarised by NextRaise from the employer’s description, which follows in full below.
Full description from employer
Compliance Manager (Internal Auditor) - A leading NBFC company - Chennai
Job Summary: A leading NBFC company is keen to hire a Semi qualified CA/CS or Qualified CS for the Compliance Management role with designation Assistant Manager / Manager who will lead and enhance the internal audit and compliance framework by conducting risk-based audits, assessing control effectiveness, and pinpointing process gaps. Collaborate with internal teams and auditors to ensure timely resolution of audit findings.
About the company: A leading NBFC company, born from a multi-entity merger manages over ₹2.6 lakh crore in assets while serving rural and semi-urban customers. It employs a community-scale workforce nearing 80,000 and has gained repeated recognition as a top workplace in its sector.
Location: Chennai, Tamil Nadu
Designation: Assistant Manager/Manager
Roles & Responsibilties
- Assist in conducting process reviews and identifying gaps in risk and compliance controls
- Monitor and interpret relevant RBI regulations, circulars, and guidelines for applicability
- Support the preparation and maintenance of compliance-related documentation and internal policies
- Collaborate with internal departments to ensure understanding and implementation of regulatory requirements
- Conduct risk‑based internal audits to evaluate control effectiveness and risk exposure across functions
- Track and follow up on remediation actions to ensure audit issues are resolved promptly
- Coordinate with auditors during internal and regulatory audits
Requirement
- General understanding of process review, risk and compliance requirements in finance company
- Quick learner with a proactive approach to regulatory changes
- Understanding of RBI regulations for NBFC or banking Industry could be an add on
- Hands-on with compliance monitoring tools and Excel-based reporting
- Must have good communication skills (verbal and written)
- Must have strong knowledge of MS Excel and MS Office
Education : CA-Inter or CS/CS-Inter
Experience: 3+ years of experience post qualification
Working days: Mon-Fri (Alternate Saturdays working)
Contact Details: For more details on this vacancy, contact Ayush at hire@hiregenie.in.
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Company
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