Compliance Program Advisor - Broker Dealer

Seeking a Compliance Program Advisor to coordinate regulatory compliance for PNC’s Broker Dealer organisations. Lead the development and implementation of compliance programmes, monitor activities, and support key business initiatives. Ideal for candidates with significant industry experience and expertise in compliance management.

Skills

• regulatory compliance
• risk assessment
• compliance monitoring
• compliance training
• internal controls
• fraud management
• anti-money laundering
• finra license
• audit and compliance
• policy development
• process improvement
• data analysis
• report analysis
• coaching and mentoring
• stakeholder communication
• strategic planning
• problem solving
• decision making