Compliance Program Specialist Personal Securities Trading and Information Barrier Programs

We are currently hiring a Compliance Program Specialist to support control room functions and oversee Personal Securities Trading and Information Barrier programmes. Key responsibilities include reviewing employee trading activity and administering information barrier controls. Ideal candidates will have relevant experience and strong analytical skills.

Skills

• compliance program implementation
• regulatory requirements research
• risk assessment
• compliance reporting
• internal controls
• audit and compliance function
• fraud management
• anti-money laundering
• information barrier controls
• surveillance monitoring
• policy and procedure development
• data analysis
• compliance manual drafting
• report preparation
• stakeholder communication
• problem solving
• decision making
• strategic objectives alignment
• control room functions
• customer risk assessment
• anti-sandbox policies