HO Ops - DP- Lead Depository Operations - West
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What you'll do
- Hands on experience on Depository Operations/Broking Operations.
- Ensure compliance with SEBI, NSDL & CDSL regulations.
- Monitor and control Account account opening, Profile Updates and closures.
- Oversee KYC, CKYC, AML, FATCA and due-diligence processes as per regulatory norms.
- Prepare and submit regulatory reports, returns, and disclosures to authorities.
- Coordinate and support internal, external, and regulatory audits.
- Ensure timely closure of compliance and audit issues, maintain proper documentation, monitor and resolve client and investor grievances, and oversee implementation of internal controls and SOPs
What they're looking for
- Graduate/Postgraduate in Commerce, Finance, or related field.
- 10–15 years of relevant experience in client lifecycle management.
- Sound understanding of SEBI, Depository, and KRA-related regulations.
- Proven experience in managing teams and handling audits.
- Strong control orientation, attention to detail, and process discipline.
- Commitment to client service excellence with a focus on timely and accurate delivery.
- Strong communication, coordination, and stakeholder management skills.
- Proficiency in MS Excel and workflow/process automation tools.
Summarised by NextRaise from the employer’s description, which follows in full below.
Full description from employer
Job Role –
• Hands on experience on Depository Operations/Broking Operations.
• Ensure compliance with SEBI, NSDL & CDSL regulations.
• Monitor and control Account account opening, Profile Updates and closures.
• Oversee KYC, CKYC, AML, FATCA and due-diligence processes as per regulatory norms.
• Prepare and submit regulatory reports, returns, and disclosures to authorities.
• Coordinate and support internal, external, and regulatory audits.
• Ensure timely closure of compliance and audit issues, maintain proper documentation, monitor and resolve client and investor grievances, and oversee implementation of internal controls and SOPs
Job Requirements –
• Graduate/Postgraduate in Commerce, Finance, or related field.
• 10–15 years of relevant experience in client lifecycle management.
• Sound understanding of SEBI, Depository, and KRA-related regulations.
• Proven experience in managing teams and handling audits.
• Strong control orientation, attention to detail, and process discipline.
• Commitment to client service excellence with a focus on timely and accurate delivery.
• Strong communication, coordination, and stakeholder management skills.
• Proficiency in MS Excel and workflow/process automation tools.
Company
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