Regulatory Auditor

Role Summary

We are looking for a high-calibre Regulatory Auditor with strong expertise in the Indian regulatory ecosystem

(RBI, SEBI, IRDAI, UIDAI, etc.) to execute regulatory compliance audits for financial sector clients. The role

demands strong regulatory interpretation capability, structured audit execution, and the ability to translate

regulatory circulars into measurable, testable controls.

Key Responsibilities

o Interpret regulatory circulars, master directions, and supervisory advisories and translate them into control

frameworks and audit checkpoints.

o Execute end-to-end regulatory audits: scoping, risk assessment, fieldwork, evidence validation, reporting,

and closure tracking.

o Conduct gap assessments against RBI, SEBI, IRDAI, UIDAI, and other applicable regulatory requirements.

o Validate control effectiveness through structured evidence review.

o Draft high-quality audit reports and management-ready observations.

o Support client responses to regulatory queries and supervisory inspections.

o Engage confidently with CXOs, compliance heads, IT teams, and regulators.

o Manage timelines, deliverables, and stakeholder expectations across engagements.

Required Expertise

o Strong understanding of Indian regulatory frameworks (RBI, SEBI, IRDAI, UIDAI).

o Experience in regulatory audits / IS audits / IT governance assessments.

o Ability to independently interpret circulars and derive compliance obligations.

o Strong documentation, analytical, and stakeholder management skills.

Certifications (Mandatory – at least one)

o CISA

o ISO/IEC 27001 Lead Auditor

Preferred Background

Experience in banking, financial services, insurance, fintech, or other regulated entities