Royal Bank of Canada·1 month ago
1 month ago
Senior Compliance Officer
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About this role
We are looking for a Senior Compliance Officer to provide expert regulatory advice and manage compliance risks for RBC BlueBay UK. You will ensure adherence to UK, EU, and US asset management regulations, support compliance initiatives, and contribute to business success. Ideal candidates bring significant experience in investment fund compliance and strong stakeholder management skills.
Skills
- uk regulatory compliance
- eu regulatory compliance
- us regulatory compliance
- ucits
- alternative investment products
- investment management
- fund restriction management
- wall-crossing procedures
- material non-public information management
- fca handbook
- investment borrowing limits
- portfolio compliance monitoring
- conflicts clearance
- esg compliance
- responsible investment
- taxonomy
- compliance monitoring
- compliance training
- risk management
- compliance policy development
- compliance reporting
- stakeholder management
- conflict resolution
- decision making
- critical thinking
- strategic thinking
Company
Royal Bank of Canada
London, United Kingdom
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